Areas of Focus

Hedge Fund & Private Equity Fund Operational Due Diligence Since 2009

A few areas PRISM focuses on:

Since PRISM’s due diligence process consists of various methods and hundreds of steps dependent on a decision tree, here are just a few operational areas that an ODD will evaluate.

MANAGEMENT TEAMS

Management teams are the key to the success of any company. Human capital, experience, and qualifications are essential.

OPERATIONS, ACCOUNTING, AND VALUATION

Trade execution, settlement, cash movements, and reconciliations are reviewed; in addition to fund accounting and portfolio valuation.

SYSTEMS, BACKUP, AND CYBER SECURITY

Recordkeeping and information security is critical to ongoing business continuity and adherence to privacy laws.

REGULATORY COMPLIANCE

Regulatory compliance policies and controls around monitoring are highly important to each investor.

Experience in Numbers

PRISM has extensive experience evaluating the operations and businesses of alternative investment managers. 

YEARS IN OPERATION

Funds Reviewed

Approved Fund Admins